Broker Check

A Trustworthy Source for Financial Advisory and Brokerage Solutions

Serving you face-to-face in Scottsdale, AZ, Anchorage, AK, and virtually across the United States since 1982

Serving Clients For:

40+ Years

FORBES | SHOOK Research Best-In-State Wealth Management Teams:

2026

Five Star Wealth Manager Award Winner:

2013-2025

We Offer Services That Make the Complex, Simple 

Our team understands that with more money, comes more complexity. We will listen to you and help identify your ideal and acceptable goals, both personal and financial. We then prioritize them to better understand how they can be achieved specific to you.

Investment Management

  • Institutional Management
  • Portfolio Construction & Asset Allocation Strategies
  • Insurance & Risk Management
  • Transparency

Financial Planning & Wealth Accumulation

  • Funding Strategies & Goals
    Education Planning
  • Business Succession & Employee Benefits
  • 401k Allocation Review and Options

Retirement Income

  • Essential & Discretionary
  • Spending Analysis
  • Dividends & Interest
  • Annuities
  • Retirement Spending Goals
  • Pension & Social Security Planning

Life Insurance Planning

  • Insurance & Risk Management
  • Insurance Updates & Beneficiary Reviews
  • Term, Universal Life, Life with LTC Hybrids

Estate & Legacy Planning

  • Healthcare, Medicare & Long-Term Care
  • Early Retirement Medical Gap Planning
  • Charitable Giving Strategies
  • Estate & Legacy Planning

Tax Efficient Strategies

  • Tax Awareness
  • Roth Conversion
  • Coordination & Communication with CPA

business development solutions

  • Succession
  • Tax Solutions
  • Corporate Charters and Initial Public Offerings
  • Employee Benefits 
  • 401(k) and Profit-Sharing Programs

professional resources

  • Access to Lending Products and Services
  • Client Participation & Learning Events
  • CPA's & Attorney Networks
    Trust Services
  • Additional Longevity Needs

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2025 FORBES Top Women Wealth Advisor Best-In-State published on 2/11/25. Rankings based on data as of September 30, 2024
2026 Forbes/Shook Best-in-State Wealth Management Teams: Published 1/7/2026, rankings based on data as of 3/31/25

This award was issued on 10/01/2025 by Five Star Professional (FSP) for the time period 12/25/2024 through 07/02/2025. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 2719 Phoenix-area wealth managers were considered for the award; 84 (3 % of candidates) were named 2025 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2024: 2,431, 101, 4%, 10/1/24, 12/12/23 - 7/9/24; 2023: 2,286, 97, 4%, 9/1/23, 12/12/22 - 6/30/23; 2022: 2290, 89, 4%, 9/1/22, 12/20/21 - 6/17/22; 2021: 2129, 96, 5%, 9/1/21, 12/7/20 - 7/2/21; 2020: 2163, 94, 4%, 8/1/20, 12/23/19 - 7/10/20; 2019: 2043, 117, 6%, 9/1/19, 11/2/18 - 7/17/19; 2018: 2112, 130, 6%, 8/1/18, 11/20/17 - 6/15/18; 2017: 1335, 131, 10%, 8/1/17, 11/8/16 - 6/2/17; 2016: 1149, 232, 20%, 7/1/16, 12/4/15 - 5/31/16; 2015: 2728, 254, 9%, 8/1/15, 12/4/14 - 5/31/15; 2014: 3247, 191, 6%, 8/1/14, 12/4/13 - 5/31/14; 2013: 2936, 286, 10%, 8/1/13, 12/4/12 - 5/31/13.

Investments & Wealth Institute® (the Institute) is the owner of the certification marks “CPWA,” and “Certified Private Wealth Advisor.” Use of CPWA, and/or Certified Private Wealth Advisor signifies that the user has successfully completed the Institute’s initial and ongoing credentialing requirements for Wealth Advisors.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.